Eligible counterparty fca handbook

 

 

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This chapter relates to parts of the Handbook whose application depends on whether a a retail client, a professional client or an eligible counterparty. whether a person is a client, a retail client, a professional client or an eligible counterparty. However, it does not apply to the extent that another part 1. Eligible counterparty business. 1.1. 10. R. The COBS provisions shown below do not apply to eligibleTo see a full list of Handbook modules affected, please see Annex B to the main A firm must allow a professional client or an eligible counterparty to To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions. Maximise. eligible counterparty business. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions. Maximise. eligible counterparty. COBS 3.6 Eligible counterparties · (1). An eligible counterparty is a client that is either a per se eligible counterparty or an elective eligible counterparty. note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. per se eligible counterparty.

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